Kevin W. Phillips
Professional summary
Kevin W Phillips, who also goes by Phillips W Kevin W, Kevin W Phillips, Kevin Phillips, Kevin Wayne Phillips, is a registered financial professional currently at PEI GLOBAL PARTNERS LLC located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2000. Kevin has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin W Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2022 - Present
PEI GLOBAL PARTNERS LLC
Office #1: 601 Lexington Avenue 55th Floor, New York, NY, 10022Office #2: 1001 Water Street Suite 1150, Tampa, FL 33602April 5, 2018 - September 17, 2021
CANTOR FITZGERALD & CO.
June 24, 2014 - April 18, 2018
JEFFERIES LLC
November 16, 2010 - April 7, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 19, 2009 - September 23, 2010
B. RILEY SECURITIES, INC.
August 12, 2006 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 9, 2002 - May 12, 2006
LAZARD FRERES & CO. LLC
September 26, 2000 - July 10, 2002
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2022)
(3/1/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PEI GLOBAL PARTNERS LLC
CRD#: 297979 / SEC#: , 8-70159
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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