Raphael L. Garfield
Professional summary
Raphael Lev Garfield is a registered financial professional currently at IA GLOBAL CAPITAL LLC located in New York, New York.
Raphael is registered as a RR (Registered Representative) and started their career in finance in 2000. Raphael has worked at 2 firms and has passed the Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raphael Lev Garfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2005 - Present
IA GLOBAL CAPITAL LLC
Office #1: 101 Park Avenue 38th Floor, New York, NY 10017September 1, 2000 - October 24, 2001
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
IA GLOBAL CAPITAL LLC
CRD#: 129802 / SEC#: , 8-66255
Contact information
FINRA licenses (13 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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