Khoevan Noy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Khoevan Noy, who also goes by Khoevan Edom Kennedy, Khoevan Kennedy, Khoevan Edom Noy, was a registered financial professional .
Khoevan is a previously registered financial professional and started their career in finance in 2002. Khoevan had worked at 7 firms and has passed the Series 66, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2013 - May 27, 2014
FIRST HEARTLAND CAPITAL, INC.
September 27, 2013 - October 24, 2013
OSAIC SERVICES, INC.
July 24, 2013 - October 10, 2013
REGAL ADVISORY SERVICES, INC.
July 23, 2013 - October 10, 2013
REGAL SECURITIES, INC.
June 1, 2009 - August 5, 2011
MORGAN STANLEY
June 1, 2009 - August 5, 2011
MORGAN STANLEY
August 6, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 23, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 22, 2002 - June 21, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
