Michael William Sherbert
Professional Summary
Michael William Sherbert is a registered financial advisor currently at MILLBURN RIDGEFIELD LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
HYPATIA CAPITAL ADVISORS LLC | MILLBURN RIDGEFIELD LLC | MILLBURN RIDGEFIELD CORPORATION | MANTLE CAPITAL ADVISORS LLC
Contact Information
Main Address
55 West 46th Street 31st Floor, New York, NY 10036Mailing Address
55 West 46th Street 31st Floor, New York, NY 10036Phone Number
(212) 332-7300Established
Delaware since 01/30/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
59SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
FINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLBURN CAPITAL LLC | MEMBER | — |
| MILLBURN MANAGEMENT LLC | MEMBER | — |
| BEKER, HARVEY | CHAIRMAN | 4504572 |
| BUCKBINDER, GREGG RICHARD | CFO & FINOP, BROKER DEALER | 1899709 |
| BUCKBINDER, GREGG RICHARD | PRESIDENT, CHIEF OPERATING OFFICER | 1899709 |
| FELSENTHAL, STEVEN MARC | GENERAL COUNSEL/ CCO | 4782179 |
| FELSENTHAL, STEVEN MARC | CEO OF THE BROKER DEALER | 4782179 |
| FITZSIMMONS, MARK BRUCE | SENIOR VICE PRESIDENT | 1613090 |
| GOODMAN, BARRY ALAN | CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING | 1785846 |
| SMITH, GRANT NORMAN | CO-CHIEF EXECUTIVE OFFICER | 2230525 |
| WU, ILON | CHIEF FINANCIAL OFFICER | 7245039 |
Regulatory Assets Under Management
Total Number of Accounts
9AUM (Assets Under Management)
$8,668,285,225Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2026 | Cover Page | Report |
| 06/13/2025 | Cover Page | Report |
| 12/24/2024 | Cover Page | Report |
| 11/09/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HYPATIA CAPITAL ADVISORS LLC | MILLBURN RIDGEFIELD LLC | MILLBURN RIDGEFIELD CORPORATION | MANTLE CAPITAL ADVISORS LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2000About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael William Sherbert's CRS (Customer Relationship Summary).
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