Richard K. Huw
Professional summary
Richard Kai Huw, who also goes by Kaihung Richard Huw, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York and NEWMARK SECURITIES, LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2017. Richard has worked at 7 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Kai Huw's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2017 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022March 24, 2022 - Present
NEWMARK SECURITIES, LLC
Office #1: 125 Park Avenue, New York, NY 10017March 7, 2024 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022March 7, 2024 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041March 7, 2024 - Present
GFI SECURITIES LLC
Office #1: 110 East 59th St. 21st Floor, New York, NY 10022March 7, 2024 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY, 10004March 7, 2024 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
MINT BROKERS
CRD#: 13681 / SEC#: , 8-29616
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MINT BROKERS HOLDINGS I, LLC | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICE | 5612726 |
| MINT BROKERS HOLDING II, LLC | GENERAL PARTNER | |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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