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Ross Evan Van Der Linden

CRD# 4255877·Registered 2000 - 2013
Previously Registered: Being a previously registered professional could mean that Ross is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ross Evan Van Der Linden was a registered financial advisor. Ross was a previously registered financial professional and started their career in finance 2000 - 2013. Ross had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

STORMHARBOUR SECURITIES LP·CRD# 35997
BD
Charlotte, NC
October 26, 2010 - October 31, 2013
FUSAP SECURITIES LLC·CRD# 149331
BD
New York, NY
February 5, 2010 - December 8, 2010
CROSS POINT CAPITAL LLC·CRD# 136223
BD
Charlotte, NC
August 6, 2009 - February 4, 2010
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
Charlotte, NC
July 1, 2003 - April 29, 2009
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
November 2, 2000 - July 1, 2003

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Current Firm

SS
STORMHARBOUR SECURITIES LP

MYERBERG & COMPANY, L.P. | STORMHARBOUR SECURITIES LP

CRD#: 35997 / SEC#: 8-46999
BD
Terminated by SEC on 06/27/2023

Contact Information

Established

Delaware since 04/03/2009

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STORMHARBOUR PARTNERS LPLIMITED PARTNER—
CHAPEY, FREDRICK JOSEPH JR.MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER, INVESTMENT BANKING MANAGER2053857
STORMHARBOUR SECURITIES GP LLCGENERAL PARTNER—
VITTOR, GREG TODDFINOP1864219

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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