TD
Thomas A. Dukes
TRUIST ADVISORY SERVICES
Madison Heights, VA 24572-5997
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CRD#: 4255515
TD
Professional summary
Thomas Allen Dukes, who also goes by Allen Dukes, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Madison Heights, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Madison Heights, Virginia.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Allen Dukes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COACHING RANDOLPH COLLEGE LACROSSE POSITION: Assistant Coach NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2013 ADDRESS: Rivermont Ave., Lynchburg VA 24503 DESCRIPTION: Coaching Men's lacrosse at the NCAA Division 3 level. HOME BULIDERS ASSOCIATION OF CENTRAL VIRGINIA POSITION: Board Member NATURE: Local Home Builders Association board member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 20334 Timberlake Road, Lynchburg VA 24502
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Allen Dukes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4068 South Amherst Highway, Madison Heights, VA 24572-5997RIA
CRD#: 283390
Madison Heights, VA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4068 S Amherst Hwy, Madison Heights, VA 24572Office #2: 115 Richmond Highway, Amherst, VA 24521Office #3: 17923 Forest Rd, Forest, VA 24551Office #4: 700 Main St, Altavista, VA 24517Office #5: 440 Lusardi Dr, Brookneal, VA 24528Office #6: 7901 Timberlake Rd, Lynchburg, VA 24502Office #7: 2120 Langhorne Rd, Lynchburg, VA 24501Office #8: 4710 Boonsboro Rd, Lynchburg, VA 24503Office #9: 2015 Wards Road, Lynchburg, VA 24502BD
CRD#: 17499
Madison Heights, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
November 2, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
MADISON HEIGHTS, VA
Past
November 2, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
MADISON HEIGHTS, VA
Past
October 16, 2000 - November 6, 2015
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LYNCHBURG, VA
Past
August 30, 2000 - November 6, 2015
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LYNCHBURG, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(2/17/2021)
RR
Florida(11/30/2021)
RR
Maine(10/13/2023)
RR
Maryland(2/17/2021)
RR
Michigan(2/15/2022)
RR
New Mexico(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(3/10/2022)
RR
Tennessee(2/17/2021)
RR
Texas(10/6/2022)
RR
Virginia(2/17/2021)
IAR
Virginia(2/17/2021)
RR
West Virginia(2/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Madison Heights, VA 24572-5997TRUST BUT VERIFY
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