Fred F. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Francisco Greene was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 2000. Fred had worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2012 - December 12, 2012
HB SECURITIES, LLC
April 13, 2011 - December 7, 2012
NOVODYN ADVISORS LLC
April 29, 2010 - June 25, 2010
PHX FINANCIAL, INC.
May 8, 2009 - December 16, 2009
G3 CAPITAL LLC
April 25, 2008 - November 13, 2008
CAPWEALTH INVESTMENT SERVICES, LLC
October 6, 2000 - November 27, 2001
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HB SECURITIES, LLC
CRD#: 140356 / SEC#: , 8-67307
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
