Torry R. Leroux

ROBINHOOD FINANCIAL

Denver, CO 80202

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CRD#: 4254927

Professional summary

Torry Reed Leroux, who also goes by Torry Reed Leroux, Torry R Leroux, Torry Leroux, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.

Torry is registered as a RR (Registered Representative) and started their career in finance in 2000. Torry has worked at 16 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Torry Reed Leroux | Torry R Leroux | Torry Leroux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Torry Reed Leroux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2025 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 2373 15th St Suite 300, Denver, CO 80202

CRD#: 165998

Denver, CO

Past

August 30, 2024 - August 29, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

AURORA, CO

Past

August 30, 2024 - August 29, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

AURORA, CO

Past

May 17, 2024 - July 10, 2024

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

GREENWOOD VILLAGE, CO

Past

May 17, 2024 - July 10, 2024

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

GREENWOOD VILLAGE, CO

Past

January 5, 2024 - March 19, 2024

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ENGLEWOOD, CO

Past

November 7, 2023 - March 19, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

ENGLEWOOD, CO

Past

May 24, 2019 - August 8, 2019

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

GREENWOOD VILLAGE, CO

Past

May 24, 2019 - August 8, 2019

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

December 17, 2018 - March 25, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

CENTENNIAL, CO

Past

October 5, 2018 - March 25, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

CENTENNIAL, CO

Past

December 7, 2011 - May 4, 2018

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

August 24, 2010 - May 11, 2011

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

March 10, 2010 - July 20, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

GREENWOOD VILLAGE, CO

Past

February 4, 2009 - February 11, 2010

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

DENVER, CO

Past

July 27, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 27, 2005 - February 18, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

April 29, 2004 - May 18, 2005

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

September 20, 2002 - April 1, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

August 3, 2001 - April 15, 2002

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

August 29, 2000 - February 13, 2001

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/13/2025)

Alaska
(10/13/2025)

Arizona
(10/13/2025)

Arkansas
(10/13/2025)

California
(10/13/2025)

Colorado
(10/13/2025)

Connecticut
(10/13/2025)

Delaware
(10/13/2025)

District of Columbia
(10/13/2025)

Florida
(10/13/2025)

Georgia
(10/13/2025)

Hawaii
(10/13/2025)

Idaho
(10/13/2025)

Illinois
(10/13/2025)

Indiana
(10/13/2025)

Iowa
(10/13/2025)

Kansas
(10/13/2025)

Kentucky
(10/13/2025)

Louisiana
(10/13/2025)

Maine
(10/13/2025)

Maryland
(10/13/2025)

Massachusetts
(10/13/2025)

Michigan
(10/13/2025)

Minnesota
(10/13/2025)

Mississippi
(10/13/2025)

Missouri
(10/13/2025)

Montana
(10/13/2025)

Nebraska
(10/13/2025)

Nevada
(10/13/2025)

New Hampshire
(10/13/2025)

New Jersey
(10/13/2025)

New Mexico
(10/13/2025)

New York
(10/13/2025)

North Carolina
(10/13/2025)

North Dakota
(10/13/2025)

Ohio
(10/14/2025)

Oklahoma
(10/13/2025)

Oregon
(10/13/2025)

Pennsylvania
(10/13/2025)

Puerto Rico
(10/13/2025)

Rhode Island
(10/13/2025)

South Carolina
(10/13/2025)

South Dakota
(10/13/2025)

Tennessee
(10/13/2025)

Texas
(10/13/2025)

Utah
(10/13/2025)

Vermont
(10/13/2025)

Virgin Islands
(10/13/2025)

Virginia
(10/13/2025)

Washington
(10/13/2025)

West Virginia
(10/13/2025)

Wisconsin
(10/13/2025)

Wyoming
(10/13/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2023

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/17/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/7/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/3/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/28/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone number

(650) 761-7789

Established

Delaware since 08/24/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROBINHOOD MARKETS, INC	100% OWNER
BILLINGS, MATTHEW JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	1915377
CAVALLARO, ANTHONY JOSEPH	CHIEF COMPLIANCE OFFICER	1607925
GALVIN, SCOT SEAN	PRINCIPAL OPERATIONS OFFICER	3226179
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP	3103432
KOLLER, WALTER	CHIEF OPERATING OFFICER	1932260
QUIRK, STEVEN MARK	MANAGER	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	MANAGER	7339479

Disclosures

Regulatory Event	55
Arbitration	6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Torry R. Leroux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Torry Reed Leroux's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

EMPOWER FINANCIAL SERVICES, INC.

TRANSAMERICA CAPITAL, LLC

MSI FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

U.S. BANCORP INVESTMENTS, INC.

BANC ONE SECURITIES CORPORATION

SLD AMERICA EQUITIES, INC.

JANUS HENDERSON DISTRIBUTORS US LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2023

Series 65

Date: 12/17/2018

Series 63

Date: 11/22/2005

Series 7TO

Date: 11/7/2023

SIE

Date: 10/3/2023

Series 6

Date: 8/28/2000

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBINHOOD FINANCIAL, LLC

TRUST BUT VERIFY

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