Nancy A. Harry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Ann Harry, who also goes by Nancy Harry, Nancy A. Hinderlie, Nancy Ann Hinderlie, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 2001. Nancy had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2017 - April 8, 2020
BRITEHORN SECURITIES
August 8, 2012 - March 16, 2015
ASCENDANT FINANCIAL PARTNERS, LLC
May 19, 2010 - August 8, 2013
VAN GILDER RETIREMENT SOLUTIONS, LLC
October 9, 2008 - December 21, 2010
FINANCIAL TELESIS INC
October 8, 2008 - December 21, 2010
FINANCIAL TELESIS INC
September 17, 2007 - September 22, 2008
W.G. NIELSEN & CO.
May 30, 2002 - September 14, 2007
WEDBUSH SECURITIES INC.
May 15, 2001 - May 31, 2002
STANFORD GROUP COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
