Charles M. Jones

AXIENT INVESTMENT ADVISORS LLC

Gadsden, AL 35901

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CRD#: 4254460

Professional summary

Charles Michael Jones, who also goes by Mike Jones, is a registered financial advisor currently at AXIENT INVESTMENT ADVISORS LLC located in Gadsden, Alabama and STONEX SECURITIES INC. located in Gadsden, Alabama.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Michael Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2026 - Present

AXIENT INVESTMENT ADVISORS LLC

Office #1: 247 S 4th St, Gadsden, AL 35901

RIA

CRD#: 336722

Gadsden, AL

Current

August 3, 2018 - Present

STONEX SECURITIES INC.

Office #1: 247 South 4th Street, Gadsden, AL 35901

CRD#: 18456

Gadsden, AL

Past

August 3, 2018 - February 11, 2026

STONEX ADVISORS INC.

RIA

CRD#: 174182

Gadsden, AL

Past

February 13, 2013 - August 9, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

GADSDEN, AL

Past

February 13, 2013 - August 9, 2018

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

GADSDEN, AL

Past

February 13, 2007 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

GADSDEN, AL

Past

February 13, 2007 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

GADSDEN, AL

Past

July 10, 2003 - February 20, 2007

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

RIA

CRD#: 111757

BIRMINGHAM, AL

Past

February 3, 2003 - July 22, 2003

AMSOUTH INVESTMENT SERVICES, INC.

RIA

CRD#: 15692

GADSDEN, AL

Past

January 3, 2001 - February 13, 2007

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

GADSDEN, AL

Past

September 11, 2000 - January 18, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 11, 2000 - January 18, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/3/2018)

IAR

Alabama
(2/6/2026)

Florida
(8/3/2018)

Georgia
(8/3/2018)

Illinois
(8/3/2018)

Indiana
(10/8/2018)

Kentucky
(8/3/2018)

Louisiana
(8/3/2018)

North Carolina
(8/3/2018)

Texas
(10/7/2021)

West Virginia
(2/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AXIENT INVESTMENT ADVISORS LLC

AXIENT INVESTMENT ADVISORS LLC | EAGLE CREEK WEALTH MANAGEMENT

CRD#: 336722 / SEC#: 801-134453

RIA

Registered Investment Advisory firm - (11/14/2025 120-Day Approval)

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Contact information

Main Address

403 Madison St Se, Huntsville, AL 35801

Mailing Address

Phone number

(256) 980-1723

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AXIENT INVESTMENT ADVISORS LLC ADV 2A BROCHURE 08.28.2025 (8/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Michael Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

STONEX ADVISORS INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

AMSOUTH INVESTMENT SERVICES, INC.

AMSOUTH INVESTMENT SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/8/2000

FINRA

Current Firm

AXIENT INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

AXIENT INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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