CJ
Charles M. Jones
STONEX ADVISORS
Gadsden, AL 35901
Some features on this profile are disabled
CRD#: 4254460
CJ
Professional summary
Charles Michael Jones, who also goes by Mike Jones, is a registered financial advisor currently at STONEX ADVISORS INC. located in Gadsden, Alabama and STONEX SECURITIES INC. located in Gadsden, Alabama.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Jones
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)A and W FINANCIAL SOLUTIONS LLC - 247 S 4TH STREET, GADSDEN, AL 35901 NATURE OF BUSINESS: RENTAL REAL ESTATE AND INVESTMENT SERVICES INVESTMENT RELATED: YES BUSINESS POSITION: SOLE PROPREITOR OF LLC BUSINESS DUTIES: LLC OPERATOR AND FINANCIAL CONSULTANT BUSINESS START DATE: 01/01/2012 APPROXIMATELY 10 HOURS SPENT ON THIS OBA MONTHLY WITH 40 SPENT MONTHLY DURING MARKET HOURS. 2)The Blue Hydrangea, Albertville LLC PO Box 1685, Gadsden, AL 35901 Own Rental Real Estate Non-Investment related Operate LLC 08/01/2018 10 hours spent per month and 0 during market hours 3)The Blue Hydrangea LLC PO Box 1685, Gadsden, AL 35901 Real Estate Non-investment related Partner 02/01/14 10 hours spent per month and 0 during market hours 4) Greater Gadsden Home builders Association PO Box 1135 Gadsden, AL 35901 Director Is not investment related Board Member - unpaid Board Member 12/01/2018 - start date Approximately 2 hours per month on this OBA with zero during Market Hours. 5) Aim Point Capital LLC 201 Williams Avenue SW Huntsville, AL 35801 Nature of Business: Real Estate Investment Related: Non-Investment Related Title: Member Duties: Member Start Date: 01/03/2020 Hours Devoted to Business: 2 Hours Devote to Business during Market Hours: 0 6) ASTRO CAPITAL PARTNERS LLC 201 WILLIAMS AVE HUNTSVILLE AL 35801 NATURE OF BUSINESS: REAL ESTATE INVESTMENT RELATED: NO BUSINESS POSITION: PARTNER IN LLC BUSINESS DUTIES: NONE / OWNER PASSIVE BUSINESS START DATE: 06/16/2021 APPROXIMATELY ZERO HOURS SPENT ON THIS OBA MONTHLY 7) KIRKLEY DEVELOPMENT LLC PO BOX 1685 GADSDEN AL 35902 NATURE OF BUSINESS: REAL ESTATE INVESTMENT RELATED: NO BUSINESS POSITION: PRESIDENT BUSINESS DUTIES: MANAGE BUSINESS START DATE: 10/07/2021 APPROXIMATELY TWO HOURS SPENT ON THIS OBA MONTHLY, WITH ZERO SPENT DURING MARKET HOURS. 8) CMJ RESIDENTIAL LLC PO BOX 1685 GADSDEN AL 35902 NATURE OF BUSINESS: REAL ESTATE INVESTMENT RELATED: NO BUSINESS POSITION: PRESIDENT BUSINESS DUTIES: MANAGE BUSINESS START DATE: 10/07/2021 APPROXIMATELY 2 HOURS SPENT ON THIS OBA WITH ZERO DURING MARKET HOURS. 9) CMJ HOLDINGS LLC PO BOX 1685 GADSDEN AL 35902 Nature of Business: Real Estate Investment Related: No Business Position: President Business Duties: Manage Business Start Date: 10/07/2021 Approximately two hours spent on this OBA with zero spent during market hours. 10) Lamppost Properties LLC PO Box 1685 Gadsden AL 35902 Nature of Bus: Real estate Inv Related: No Bus Position: President Bus Duties: Operator Bus Start Date: 01/19/2022 10 hrs spent on this OBA monthly/zero during market hours 11) EAGLE CREEK WEALTH MANAGEMENT LLC - 201 WILLIAMS AVE SW, HUNTSVILLE AL 35801 Nature of Business: Financial Investment Related: Yes Business Position: Managing Partner Business Duties: partner Business Start Date: 10/04/2022 Approximately 160 hours spent on this OBA monthly, with 160 during market hours. 12) Anointed properties llc - 247 s 4th street, Gadsden al 35901 Nature of Business: Real estate Investment Related: Yes Business Position: Partner Business Duties: Operations Business Start Date: 01/09/2023 Approximately 10 hours spent on this OBA monthly, with 10 during market hours. 13) Kingdom Pursuit LLC - 247 s 4th st gadsden al 35901 Nature of Business: real estate Investment Related: No Business Position: member Business Duties: managing member Business Start Date: 9/25/2023 Approximately 10 hours spent on this OBA monthly, with 5 during market hours. 14) THE BLUE HYDRANGEA OF GADSDEN -247 S 4TH STREET, GADSDEN , AL 35901 NATURE OF BUSINESS: REAL ESTATE OWNERSHIP INVESTMENT RELATED: No BUSINESS POSITION: PRESIDENT BUSINESS DUTIES: MANAGEMENT BUSINESS START DATE: 10/07/2021 APPROX. FIVE HOURS SPENT ON THIS OBA MONTHLY, WITH ZERO DURING MARKET HOURS. 15) REAL ESTATE LICENSURE 247 S 4th Street, Gadsden AL 35901 Leasing personal properties and selling personal properties Is investment related Currently passed exam, placing licensure has not occur 12/19/2024 Ten hours spent monthly
CRS (Client Relationship Summary) - RIA
Click below to view Charles Michael Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2018 - Present
STONEX ADVISORS INC.
Office #1: 247 South Fourth Street, Gadsden, AL 35901RIA
CRD#: 174182
Gadsden, AL
Current
August 3, 2018 - Present
STONEX SECURITIES INC.
Office #1: 247 South 4th Street, Gadsden, AL 35901BD
CRD#: 18456
Gadsden, AL
Past
February 13, 2013 - August 9, 2018
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
GADSDEN, AL
Past
February 13, 2013 - August 9, 2018
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
GADSDEN, AL
Past
February 13, 2007 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
GADSDEN, AL
Past
February 13, 2007 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
GADSDEN, AL
Past
July 10, 2003 - February 20, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
RIA
CRD#: 111757
BIRMINGHAM, AL
Past
February 3, 2003 - July 22, 2003
AMSOUTH INVESTMENT SERVICES, INC.
RIA
CRD#: 15692
GADSDEN, AL
Past
January 3, 2001 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
GADSDEN, AL
Past
September 11, 2000 - January 18, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 11, 2000 - January 18, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/3/2018)
IAR
Alabama(8/3/2018)
RR
Florida(8/3/2018)
RR
Georgia(8/3/2018)
RR
Illinois(8/3/2018)
RR
Indiana(10/8/2018)
RR
Kentucky(8/3/2018)
RR
Louisiana(8/3/2018)
RR
North Carolina(8/3/2018)
RR
Texas(10/7/2021)
RR
West Virginia(2/14/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,988 |
| AUM (Assets Under Management) | $ 4,515,278,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 02/27/2024 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
