Wesley R. Dalton
Professional summary
Wesley Ryan Dalton, who also goes by Wes Dalton, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.
Wesley is registered as a RR (Registered Representative) and started their career in finance in 2001. Wesley has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wesley Ryan Dalton's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2025 - Present
HOLLISTER ASSOCIATES, LLC
April 4, 2023 - January 30, 2025
PICKWICK CAPITAL PARTNERS, LLC
August 25, 2014 - July 10, 2018
TRUIST SECURITIES, INC.
May 1, 2013 - August 27, 2014
MIZUHO SECURITIES USA LLC
April 3, 2008 - October 16, 2012
MACQUARIE CAPITAL (USA) INC.
November 5, 2003 - April 1, 2008
LEERINK PARTNERS LLC
October 8, 2002 - November 17, 2003
J.P. MORGAN SECURITIES LLC
February 27, 2001 - July 26, 2002
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2025)
(2/27/2025)
(2/27/2025)
(1/31/2025)
(3/3/2025)
(3/20/2025)
(4/7/2025)
(2/28/2025)
(3/6/2025)
(3/13/2025)
(2/3/2025)
(2/27/2025)
(3/2/2025)
(2/27/2025)
(1/31/2025)
(2/4/2025)
(2/3/2025)
(3/14/2025)
(2/27/2025)
Exams
FINRA
Current Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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