JH
Janice P. Heinz
VALIC FINANCIAL ADVISORS
Topeka, KS 66614
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CRD#: 4254417
JH
Professional summary
Janice Patrice Heinz, who also goes by Janice Patrice Amstutz, Janice P. Heinz, Janice Patrice Negri, Janice Patrice Newell, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Topeka, Kansas.
Janice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Janice has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janice Patrice Amstutz | Janice P. Heinz | Janice Patrice Negri | Janice Patrice Newell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IBSEN DANCE THEATRE POSITION: Dance Teacher & Choreographer NATURE: Teaching Lessons in Ballet, Pointe, Jazz, Tap, Musical Theater, Pilates, and Ballroom Dance. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2022 ADDRESS: 260 NE Barry Rd, Kansas City MO 64155, United States DESCRIPTION: Teach or Substitute for ongoing group or private dance classes ages K-12th grade and Adults. Create lesson plans for each class and choreograph dances for stage performances. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products 56READYGO POSITION: Dance Instructor NATURE: Freelance dance instruction and choreography in Ballet, Jazz, Tap, Social Dancing and substitute a class. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/06/2023 ADDRESS: 2875 NW State Route 92, Smithville MO 64089, United States DESCRIPTION: Contracted to instruct when needed at a dance studio, theatre, or event NORTHLAND CAREER CENTER POSITION: Dance Instructor NATURE: Teach a variety of dance to educate the community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2024 ADDRESS: 1801 Branch St, Platte City MO 64079, United States DESCRIPTION: Teach Evening Dance Classes in Line Dance, Country Western, Ballroom and the arts, Ballet, Tap, Jazz.
CRS (Client Relationship Summary) - RIA
Click below to view Janice Patrice Heinz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Janice Patrice Heinz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2010 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 3615 S.w. 29th Street Suite 206, Topeka, KS 66614RIA
BD
CRD#: 42803
Topeka, KS
Current
February 9, 2010 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 3615 S.w. 29th Street Suite 206, Topeka, KS 66614RIA
BD
CRD#: 42803
Topeka, KS
Past
June 22, 2009 - February 10, 2010
WADDELL & REED
RIA
CRD#: 866
TOPEKA, KS
Past
April 15, 2009 - February 10, 2010
WADDELL & REED
BD
CRD#: 866
TOPEKA, KS
Past
September 2, 2008 - October 29, 2008
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
August 20, 2001 - May 19, 2008
SECURITY DISTRIBUTORS
BD
CRD#: 3336
TOPEKA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/9/2021)
IAR
Arizona(3/24/2021)
RR
Colorado(1/9/2015)
IAR
Colorado(1/12/2015)
RR
Florida(6/21/2011)
IAR
Florida(6/22/2011)
RR
Idaho(1/9/2015)
IAR
Idaho(1/13/2015)
RR
Kansas(2/9/2010)
IAR
Kansas(2/19/2010)
RR
Missouri(2/8/2013)
IAR
Missouri(2/11/2013)
RR
Nebraska(2/8/2013)
IAR
Nebraska(2/19/2013)
RR
New Mexico(4/29/2020)
IAR
New Mexico(4/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Topeka, KS 66614TRUST BUT VERIFY
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