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Jennifer Lee Sjoman Driscoll

CRD# 4254395·Registered 2000 - 2025
Previously Registered: Being a previously registered professional could mean that Jennifer is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jennifer Lee Sjoman Driscoll, who also goes by Jennifer Leesjoman Driscoll, Jennifer Lee Sjoman, was a registered financial advisor. Jennifer was a previously registered financial professional and started their career in finance 2000 - 2025. Jennifer had worked at 2 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jennifer Leesjoman Driscoll, Jennifer Lee Sjoman

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

MARINER GROUP CAPITAL MARKETS, LLC·CRD# 25878
BD
Harrison, NY
July 12, 2007 - February 26, 2025
STATE STREET RESEARCH INVESTMENT SERVICES, INC.·CRD# 17580
BD
Boston, MA
November 15, 2000 - January 21, 2003

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Current Firm

MG
MARINER GROUP CAPITAL MARKETS, LLC

EAST HAMPTON SECURITIES, INC. | MARINER GROUP CAPITAL MARKETS, LLC | MARINER GROUP CAPITAL MARKETS, INC. | EAST HAMPTON SECURITIES, LTD.

CRD#: 25878 / SEC#: 8-42116
BD
Terminated by SEC on 02/24/2025

Contact Information

Established

Delaware since 10/04/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MIG HOLDINGS, LLCDIRECT OWNER—
DRISCOLL, JENNIFER LEE SJOMANCHIEF COMPLIANCE OFFICER4254395
RUBIN, DONALD JOSEPHFINOP4453420
TURCHYN, WILLIAMPRESIDENT/GSP450442

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jul 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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