Michael W. Holland

THE HOLLAND GROUP

SAN DIEGO, CA 92101

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CRD#: 4253836

Professional summary

Michael William Holland, who also goes by Michael W. Holland, Mike W. Holland, Mike William Holland, is a registered financial advisor currently at THE HOLLAND GROUP, INC. located in San Diego, California and LPL FINANCIAL LLC located in San Diego, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael W. Holland | Mike W. Holland | Mike William Holland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 06/2025 - Plainer Properties LLC - Real Estate Rental - Investment Related - El Cajon, CA - Start Date 05/03/2023 - 0 hours per month/ during trading 2- 06/2025 - Holland Group Promotions LLC - Business Owner - Not Investment Related - At Reported Business Location(s) - Start Date 09/01/2011 - 5 hours per month/ during trading 3- 06/2025 - MY RACE SHOP LLC - Business Owner - Manager - Not Investment Related - At Reported Business Location(s) - Start Date 09/01/2011 - 80 hours per month/ 5 hours during trading 4- 06/2025 - The Holland Group Inc - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/01/2005 - 80 hours per month/ during trading - I provide investment advisory services through The Holland Group,Inc., an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Holland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2005 - Present

THE HOLLAND GROUP, INC.

Office #1: 701 B Street, Suite 1830, San Diego, CA 92101

RIA

CRD#: 135294

SAN DIEGO, CA

Current

June 5, 2025 - Present

LPL FINANCIAL LLC

Office #1: 701 B St. Ste. 1830, San Diego, CA 92101

RIA

CRD#: 6413

San Diego, CA

Past

December 12, 2016 - December 16, 2016

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

San Diego, CA

Past

December 12, 2016 - June 5, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

San Diego, CA

Past

November 23, 2004 - January 17, 2017

THE SECURITIES CENTER, INC.

CRD#: 13971

SAN DIEGO, CA

Past

July 1, 2003 - November 29, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN DIEGO, CA

Past

July 1, 2003 - November 29, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 19, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SAN DIEGO, CA

Past

November 6, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/5/2025)

IAR

California
(9/1/2005)

California
(6/5/2025)

Colorado
(6/5/2025)

Florida
(6/5/2025)

Georgia
(6/5/2025)

Idaho
(6/5/2025)

Illinois
(6/5/2025)

Iowa
(6/5/2025)

Maine
(6/5/2025)

Maryland
(6/5/2025)

Massachusetts
(6/5/2025)

Missouri
(6/17/2025)

Montana
(6/5/2025)

Nevada
(6/5/2025)

New York
(6/17/2025)

Oregon
(6/5/2025)

Pennsylvania
(6/17/2025)

Texas
(6/5/2025)

Utah
(6/5/2025)

Virginia
(6/5/2025)

Washington
(6/5/2025)

Wyoming
(6/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THE HOLLAND GROUP, INC.

CRD#: 135294 / SEC#:

California

Registered Investment Advisory firm - (9/1/2005 Approved)

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Contact information

Main Address

701 B Street Suite 1830, San Diego, CA 92101

Mailing Address

Phone number

(619) 401-8892

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 96,426,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael W. Holland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Holland's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

THE SECURITIES CENTER, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/2/2000

Series 24

Date: 6/2/2005

FINRA

Current Firm

THE HOLLAND GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE HOLLAND GROUP, INC.

TRUST BUT VERIFY

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