Thomas C. Workman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Christian Workman, who also goes by Chris Workman, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2000. Thomas had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2025 - February 9, 2026
INFLECTION CAPITAL MANAGEMENT, LLC
June 21, 2024 - January 2, 2026
CAMPFIRE CAPITAL
April 9, 2021 - April 9, 2024
KKR CAPITAL MARKETS LLC
November 2, 2000 - February 6, 2002
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
INFLECTION CAPITAL MANAGEMENT, LLC
CRD#: 333157 / SEC#: 801-131299
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/9/2021
General Securities Representative ExaminationCurrent Firm
INFLECTION CAPITAL MANAGEMENT, LLC
CRD#: 333157 / SEC#: 801-131299
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 188,452,825 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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