Stefanie H. Signorello
Professional summary
Stefanie Helen Signorello, who also goes by Stefanie Helen Coletti, Stefanie Helen Watson, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Natick, Massachusetts.
Stefanie is registered as a RR (Registered Representative) and started their career in finance in 2007. Stefanie has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stefanie Helen Signorello's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2019 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
May 1, 2014 - May 10, 2019
MML DISTRIBUTORS, LLC
February 26, 2013 - May 1, 2014
MML INVESTORS SERVICES, LLC
February 14, 2007 - February 19, 2013
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2019)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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