Brian J. Mueller

ROGERS WEALTH GROUP

Fort Worth, TX 76102

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CRD#: 4252264

Professional summary

Brian Joseph Mueller, AIF®, CFP®, who also goes by Brian J Mueller, is a registered financial advisor currently at ROGERS WEALTH GROUP, INC. located in Fort Worth, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian J Mueller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

04/2014- ZEIDERS; 2750 KILLARNEY DRIVE, SUITE 100, WOODBRIDGE, VA 22192; PERSONAL FINANCIAL COUNSELOR; A FINANCIAL COUNSELING COMPANY; PROVIDE BASIC FINANCIAL ADVISE TO MILITARY; SPENDS 5% OF PROFESSIONAL TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Mueller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

July 20, 2017 - Present

ROGERS WEALTH GROUP, INC.

Office #1: 1330 Summit Avenue, Fort Worth, TX 76102

RIA

CRD#: 107409

Fort Worth, TX

Past

January 31, 2012 - August 23, 2017

MILLS WEALTH ADVISORS, LLC

RIA

CRD#: 159251

SOUTHLAKE, TX

Past

March 16, 2011 - March 12, 2012

LEO BROKERAGE, LLC

RIA

CRD#: 109121

SOUTHLAKE, TX

Past

March 16, 2011 - March 12, 2012

LEO BROKERAGE, LLC

CRD#: 109121

SOUTHLAKE, TX

Past

July 29, 2009 - February 24, 2011

TRIAD ADVISORS LLC

CRD#: 25803

PUEBLO, CO

Past

February 6, 2006 - February 28, 2011

DEMICELL WEALTH MANAGERS, INC.

RIA

CRD#: 132576

PUEBLO, CO

Past

December 8, 2005 - July 29, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PUEBLO, CO

Past

March 27, 2003 - October 25, 2005

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

February 28, 2001 - January 10, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 27, 2000 - February 15, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROGERS WEALTH GROUP, INC.

INSTITUTIONAL CONSULTING GROUP, A DIVISION OF ROGERS CAPITAL MANAGEMENT, INC. | ROGERS WEALTH GROUP, INC. | ROGERS INSTITUTIONAL ADVISORY CORP. | ROGERS CAPITAL MANAGEMENT, INC.

CRD#: 107409 / SEC#: 801-51602

RIA

Registered Investment Advisory firm - (3/22/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/7/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/23/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/26/2000

General Securities Representative Examination

Current Firm

ROGERS WEALTH GROUP, INC.

INSTITUTIONAL CONSULTING GROUP, A DIVISION OF ROGERS CAPITAL MANAGEMENT, INC. | ROGERS WEALTH GROUP, INC. | ROGERS INSTITUTIONAL ADVISORY CORP. | ROGERS CAPITAL MANAGEMENT, INC.

CRD#: 107409 / SEC#: 801-51602

RIA

Registered Investment Advisory firm - (3/22/1996 Approved)

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Contact information

Main Address

1330 Summit Avenue, Fort Worth, TX 76102

Mailing Address

Phone number

(817) 334-0351

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE DECEMBER 2024 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	855
AUM (Assets Under Management)	$ 960,836,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian J. Mueller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Mueller's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLS WEALTH ADVISORS, LLC

LEO BROKERAGE, LLC

LEO BROKERAGE, LLC

TRIAD ADVISORS LLC

DEMICELL WEALTH MANAGERS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ROGERS WEALTH GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/7/2001

Series 63

Date: 10/23/2000

Series 7

Date: 9/26/2000

Current Firm

ROGERS WEALTH GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROGERS WEALTH GROUP, INC.

TRUST BUT VERIFY

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