SS
Simon Singer
KESTRA ADVISORY SERVICES
ENCINO, CA 91316
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CRD#: 425218
SS
Professional summary
Simon Singer, CFP®, who also goes by Stuffy Singer, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Encino, California and KESTRA INVESTMENT SERVICES, LLC located in Encino, California.
Simon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Simon has worked at 12 firms and has passed the SIE, Series 22, Series 6 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stuffy Singer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Busi Nm: Center for Tax, Strategies and Resources, LLC Investment Related: No Address: 2620 South Maryland Parkway, Suite 14-896 Las Vegas NV 89109 Nature of Business: Instructing advisors in areas of financial and estate planning, asset protection, philanthropic and retirement planning. Title: Founder and Instructor Start Date: 4/18/2019 Hrs/mth: 11% - 20% (17 - 32 hours) Duties: Instructor and part of the management team Busi Nm: BFHS Insurance Services, Inc. Investment Related: No Address: 4266 Valley Meadow Road Encino CA 91436 Nature of Business: Insurance Title: Owner and all board of directors roles. Start Date: 12/21/1992 Hrs/mth: 71% - 80% (113 - 128 hours) Duties: Sell life insurance products Busi Nm: Simon Singer Investment Related: No Address: 4266 Valley Meadow Road Encino CA 91436 Nature of Business: None of the Above Title: Author Start Date: 1/1/1980 Hrs/mth: 0% - 10% (0 - 16 hours) Duties: Writing portions of the books or providing content, not product related, for the books Busi Nm: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 hours) Hrs/mth during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Busi Nm: The Advisor Consulting Group Investment Related: Yes Address: 4266 Valley Meadow Road Encino CA 91436 Nature of Business: Insurance; Investment Advisory (RIA, IAR, Financial Planning, etc.) Title: Owner and all board of directors roles. Start Date: 12/21/1992 Hrs/mth: 100%+ (More than 160 hours) Hrs/mth during trading hours: 91% - 100% (127 - 140 hours) Duties: Sell life insurance products. Busi Nm: Investment Adviser Representative (IAR) Investment Related: Yes Address: 4266 Valley Meadow Road Encino CA 91436 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Title: Owner Start Date: 9/21/2012 Hrs/mth: 0% - 10% (0 - 16 hours) Duties: Assist clients Busi Nm: VMS, Inc. Investment Related: No Address: 4266 Valley Meadow Road Encino CA 91436 Nature of Business: Other Back Office Operations Title: Owner Start Date: 9/9/2002 Hrs/mth: 0% - 10% (0 - 16 hours) Duties: None at this time. Busi Nm: XEL Fianancial and Insurance Services, Inc. Investment Related: Yes Address: 4266 Valley Meadow Road Encino CA 91436 Nature of Business: Insurance Title: Owner and all board of directors roles. Start Date: 9/9/2002 Hrs/mth: 100%+ (More than 160 hours) Hrs/mth during trading hours: 91% - 100% (127 - 140 hours) Duties: Sell life insurance products. Busi Nm: ELITE PRODUCERS GROUP - SIMPLICITY GROUP POSITION: Life Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/01/2024 ADDRESS: 86 Summit Avenue, Suite 303, Summit NJ 07901 DESCRIPTION: None. I pay an annual membership in order to be to able to use their contracts with different carriers.
CRS (Client Relationship Summary) - RIA
Click below to view Simon Singer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6345 Balboa Blvd., Suite 290,, Encino, CA 91316RIA
CRD#: 283330
ENCINO, CA
Current
April 19, 2006 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
ENCINO, CA
Past
September 21, 2012 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
April 30, 2008 - March 30, 2010
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
November 12, 2003 - December 31, 2005
PRIVATE CONSULTING GROUP, INC.
BD
CRD#: 45053
ENCINO, CA
Past
September 5, 2002 - November 14, 2003
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
August 16, 2001 - August 29, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
January 2, 2001 - August 16, 2001
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
CHICAGO, IL
Past
September 10, 1999 - December 15, 2000
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Past
July 16, 1997 - September 10, 1999
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
CHICAGO, IL
Past
March 4, 1996 - September 17, 1997
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
June 2, 1992 - March 1, 1995
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
November 1, 1989 - June 2, 1992
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 1, 1989 - June 2, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
December 22, 1987 - November 8, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/24/2006)
IAR
California(4/21/2016)
RR
Florida(10/20/2025)
RR
Maryland(10/20/2025)
Exams
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/29/1968
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
