Danya D. Dumbrill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danya D Dumbrill, who also goes by Danya Dumbrill, Danya D Early, was a registered financial professional .
Danya is a previously registered financial professional and started their career in finance in 2000. Danya had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2022 - December 8, 2022
SECURITIZE MARKETS, LLC
July 10, 2007 - December 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 26, 2001 - August 5, 2005
SANFORD C. BERNSTEIN & CO., LLC
December 11, 2000 - May 10, 2001
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/16/2022
General Securities Representative ExaminationCurrent Firm
SECURITIZE MARKETS, LLC
CRD#: 283256 / SEC#: , 8-69743
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
