Curt J. Carstensen
Professional summary
Curt James Carstensen, who also goes by Curtis James Carstensen, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Chicago, Illinois.
Curt is registered as a RR (Registered Representative) and started their career in finance in 2001. Curt has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Curt James Carstensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2023 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 222 North Lasalle Street Suite 1200, Chicago, IL 60601September 7, 2010 - June 14, 2023
UBS SECURITIES LLC
September 23, 2005 - September 10, 2010
UBS FINANCIAL SERVICES INC.
January 22, 2001 - September 26, 2005
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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