Lisa R. Leatherman

WELLFULL

Chalfont, PA 18914

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CRD#: 4251091

Professional summary

Lisa Renae Leatherman, who also goes by Lisa Leatherman Baum, Lisa Renae Baum, is a registered financial advisor currently at WELLFULL located in Chalfont, Pennsylvania.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Lisa has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Leatherman Baum | Lisa Renae Baum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Renae Leatherman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2021 - Present

WELLFULL

Office #1: 1300 Horizon Drive Suite 106, Chalfont, PA 18914

RIA

CRD#: 288705

Chalfont, PA

Past

August 22, 2005 - February 10, 2021

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

CHALFONT, PA

Past

September 29, 2003 - August 29, 2005

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

February 27, 2001 - August 7, 2003

HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.

RIA

CRD#: 105560

COLMAR, PA

Past

October 9, 2000 - August 7, 2003

HOCHMAN & BAKER SECURITIES, INC.

CRD#: 19949

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLFULL

BERNARDO WEALTH PLANNING, LLC | WELLFULL | CAPITAL WEALTH INVESTMENTS

CRD#: 288705 / SEC#: 801-110661

RIA

Registered Investment Advisory firm - (6/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/5/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2000

General Securities Representative Examination

Current Firm

WELLFULL

BERNARDO WEALTH PLANNING, LLC | WELLFULL | CAPITAL WEALTH INVESTMENTS

CRD#: 288705 / SEC#: 801-110661

RIA

Registered Investment Advisory firm - (6/29/2017 Approved)

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Contact information

Main Address

272 Ruth Road, Harleysville, PA 19438

Mailing Address

Phone number

(267) 500-1080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLFULL 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	2,370
AUM (Assets Under Management)	$ 755,902,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa R. Leatherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Renae Leatherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

NEW ENGLAND SECURITIES

HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.

HOCHMAN & BAKER SECURITIES, INC.

Primary Firm SEC Registration

WELLFULL

State Registrations and Notice Filings

Exams

Series 66

Date: 12/5/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/6/2000

Current Firm

WELLFULL

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLFULL

TRUST BUT VERIFY

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