Gertrude V. Mishev
Professional summary
Gertrude Viatcheslav Mishev, who also goes by Gertrude V Forkenbrock, Gertrude V Mishev, Gertrude V. Mishev, Gertrude VIatcheslav Mishev, Trudy V Mishev, Gertrude Mishev, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Franklin, Tennessee.
Gertrude is registered as a RR (Registered Representative) and started their career in finance in 2006. Gertrude has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gertrude Viatcheslav Mishev's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4031 Aspen Grove Drive Suite 490, Franklin, TN 37067December 9, 2016 - October 24, 2017
STRATEGIC ADVISERS LLC
August 11, 2010 - December 31, 2014
STRATEGIC ADVISERS LLC
August 6, 2010 - October 23, 2017
FIDELITY BROKERAGE SERVICES LLC
April 16, 2009 - July 27, 2010
ADVANTAGE INVESTMENT MANAGEMENT, LLC
March 19, 2009 - June 17, 2010
NATIONAL PLANNING CORPORATION
November 17, 2006 - June 12, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 3, 2006 - June 12, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
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