Paul J. Liffengren
STRATEGIC ADVISERS LLC | Financial Consultant
CONIFER, CO
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CRD#: 4249746
Professional summary
Paul James Liffengren, who also goes by Paul J Liffengren, Paul Liffengren, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Conifer, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As a Financial Consultant I engage in planning with my clients and their families to help them pursue their financial goals so they can grow, protect and ultimately spend their wealth.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul J Liffengren | Paul Liffengren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Venue Theatre Company, Role: Board Member at Large, Type: Board Service, Start Date: 07/01/2019, Investment Related?: No, Address: 27132 Main Street #K-100, Conifer, CO 80433, Number of Hours/Mo: 2, Number of hours during securities trading: 0 Duties: Support the vision of the Venue theatre
CRS (Client Relationship Summary) - RIA
Click below to view Paul James Liffengren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039RIA
CRD#: 104555
CONIFER, CO
Current
April 27, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932BD
CRD#: 7784
Greenwood Village, CO
Past
May 6, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
May 4, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Denver, CO
Past
May 4, 2018 - January 11, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
Denver, CO
Past
May 4, 2018 - January 11, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
Denver, CO
Past
April 16, 2008 - January 17, 2018
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
LONE TREE, CO
Past
October 4, 2000 - January 17, 2018
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
LONE TREE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/30/2021)
RR
Alaska(4/30/2021)
RR
Arizona(4/30/2021)
RR
Arkansas(4/30/2021)
RR
California(4/30/2021)
RR
Colorado(4/27/2021)
IAR
Colorado(3/31/2025)
RR
Connecticut(4/30/2021)
RR
Delaware(4/30/2021)
RR
District of Columbia(4/30/2021)
RR
Florida(4/30/2021)
RR
Georgia(4/30/2021)
RR
Hawaii(4/30/2021)
RR
Idaho(4/30/2021)
RR
Illinois(4/30/2021)
RR
Indiana(4/30/2021)
RR
Iowa(4/30/2021)
RR
Kansas(4/30/2021)
RR
Kentucky(4/30/2021)
RR
Louisiana(4/30/2021)
RR
Maine(4/30/2021)
RR
Maryland(4/30/2021)
RR
Massachusetts(4/30/2021)
RR
Michigan(4/30/2021)
RR
Minnesota(4/30/2021)
RR
Mississippi(4/30/2021)
RR
Missouri(4/30/2021)
RR
Montana(4/30/2021)
RR
Nebraska(4/30/2021)
RR
Nevada(4/30/2021)
RR
New Hampshire(4/30/2021)
RR
New Jersey(4/30/2021)
RR
New Mexico(4/30/2021)
RR
New York(4/30/2021)
RR
North Carolina(4/30/2021)
RR
North Dakota(4/30/2021)
RR
Ohio(5/3/2021)
RR
Oklahoma(4/30/2021)
RR
Oregon(4/30/2021)
RR
Pennsylvania(4/30/2021)
RR
Puerto Rico(4/30/2021)
RR
Rhode Island(4/30/2021)
RR
South Carolina(4/30/2021)
RR
South Dakota(4/30/2021)
RR
Tennessee(4/30/2021)
RR
Texas(4/30/2021)
IAR
Texas(3/31/2025)
RR
Utah(4/30/2021)
RR
Vermont(4/30/2021)
RR
Virgin Islands(4/30/2021)
RR
Virginia(4/30/2021)
RR
Washington(4/30/2021)
RR
West Virginia(4/30/2021)
RR
Wisconsin(4/30/2021)
RR
Wyoming(4/30/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Conifer, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
