Christopher E. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Emlyn Jones was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2000. Christopher had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2016 - July 5, 2017
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
October 14, 2015 - April 11, 2016
CBRE SECURITIES, LLC
March 9, 2009 - November 6, 2014
TELSEY ADVISORY GROUP LLC
October 17, 2008 - April 19, 2011
TELSEY HOLDINGS LLC
July 11, 2008 - December 4, 2008
PULSE TRADING, INC.
July 14, 2006 - January 15, 2008
OPPENHEIMER & CO. INC.
August 23, 2005 - May 10, 2006
JEFFERIES LLC
May 24, 2004 - August 2, 2005
OPPENHEIMER & CO. INC.
April 16, 2002 - May 11, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2000 - March 19, 2002
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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