Johan L. Dahlen
Professional summary
Johan Lars Dahlen is a registered financial professional currently at ALPHASOURCE CAPITAL SECURITIES LLC located in East Quogue, New York.
Johan is registered as a RR (Registered Representative) and started their career in finance in 2000. Johan has worked at 4 firms and has passed the Series 63, SIE, Series 82, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Johan Lars Dahlen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2013 - Present
ALPHASOURCE CAPITAL SECURITIES LLC
Office #1: 35 Walker Avenue, East Quogue, NY 11942September 5, 2011 - August 10, 2012
JEFFERIES LLC
July 7, 2005 - May 13, 2009
UBS SECURITIES LLC
August 31, 2000 - November 21, 2002
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2019)
(2/15/2019)
(5/7/2013)
(10/8/2021)
(2/26/2013)
Exams
FINRA
Current Firm
ALPHASOURCE CAPITAL SECURITIES LLC
CRD#: 145875 / SEC#: , 8-67759
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LECANN, NOELLE-CLAIRE | PRESIDENT, MANAGING MEMBER, GSP, CCO, FINOP | 1826421 |
Red Flags
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Company Information
ALPHASOURCE CAPITAL SECURITIES LLC
CRD#: 145875East Quogue, NY 11942TRUST BUT VERIFY
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