John S. Kim

NIGHT OWL CAPITAL MANAGEMENT

Greenwich, CT 06830

Some features on this profile are disabled

CRD#: 4249417

Professional summary

John Sang-hyun Kim is a registered financial advisor currently at NIGHT OWL CAPITAL MANAGEMENT, LLC located in Greenwich, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Sang-hyun Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2003 - Present

NIGHT OWL CAPITAL MANAGEMENT, LLC

Office #1: 102 Greenwich Avenue, Greenwich, CT 06830

RIA

CRD#: 106030

Greenwich, CT

Past

August 28, 2000 - March 20, 2003

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NIGHT OWL CAPITAL MANAGEMENT, LLC

NIGHT OWL CAPITAL MANAGEMENT, LLC | SOUTHFIELD INVESTMENT MANAGEMENT, LLC | SOUTHFIELD INVESTMENT MANAGEMENT, INC. | SOUTHFIELD INVESTMENT ADVISORS INC

CRD#: 106030 / SEC#: 801-45362

RIA

Registered Investment Advisory firm - (12/6/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/2/2003)

IAR

Florida
(1/27/2020)

IAR

Texas
(11/9/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/25/2000

General Securities Representative Examination

Current Firm

NIGHT OWL CAPITAL MANAGEMENT, LLC

NIGHT OWL CAPITAL MANAGEMENT, LLC | SOUTHFIELD INVESTMENT MANAGEMENT, LLC | SOUTHFIELD INVESTMENT MANAGEMENT, INC. | SOUTHFIELD INVESTMENT ADVISORS INC

CRD#: 106030 / SEC#: 801-45362

RIA

Registered Investment Advisory firm - (12/6/1993 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

102 Greenwich Avenue, Greenwich, CT 06830

Mailing Address

Phone number

(203) 302-3870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	314
AUM (Assets Under Management)	$ 865,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Jason Gilbert

RGA INVESTMENT ADVISORS, LLC

IAR

Great Neck, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John S. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Sang-hyun Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

NIGHT OWL CAPITAL MANAGEMENT, LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

NIGHT OWL CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2003

Series 7

Date: 8/25/2000

Current Firm

NIGHT OWL CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NIGHT OWL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors