Charles P. Hastings

CHECCHI CAPITAL ADVISERS

Beverly Hills, CA 90212

Some features on this profile are disabled

CRD#: 4249390

Professional summary

Charles Peter Hastings, who also goes by Charles P Hastings, is a registered financial advisor currently at CHECCHI CAPITAL ADVISERS, LLC located in Beverly Hills, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Charles has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles P Hastings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) APPLIED DIGITAL; INVESTMENT-RELATED; 3811 TURTLE CREEK BLVD., SUITE 2125 DALLAS, TX 75219; BOARD OF DIRECTOR MEMBER; START DATE: 04/22/2021; 2 HRS/MONTH, 0 DURING SECURITIES TRADING HOURS...

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Peter Hastings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2025 - Present

CHECCHI CAPITAL ADVISERS, LLC

Office #1: 9720 Wilshire Blvd Suite 400, Beverly Hills, CA 90212

RIA

CRD#: 143478

Beverly Hills, CA

Past

April 4, 2023 - April 16, 2025

B. RILEY WEALTH PRIVATE SHARES

RIA

CRD#: 315851

Los Angeles, CA

Past

July 27, 2022 - April 16, 2025

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

Los Angeles, CA

Past

March 17, 2021 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

October 31, 2019 - December 31, 2022

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

Los Angeles, CA

Past

September 14, 2018 - April 16, 2025

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

Los Angeles, CA

Past

November 30, 2017 - August 12, 2020

B. RILEY SECURITIES, INC.

CRD#: 25027

Los Angeles, CA

Past

April 22, 2015 - October 14, 2019

B. RILEY CAPITAL MANAGEMENT

RIA

CRD#: 160510

LOS ANGELES, CA

Past

January 2, 2014 - June 23, 2015

B. RILEY ASSET MANAGEMENT, LLC

RIA

CRD#: 157160

LOS ANGELES, CA

Past

August 23, 2013 - April 16, 2014

B. RILEY & CO., LLC

RIA

CRD#: 40355

LOS ANGELES, CA

Past

May 10, 2013 - November 30, 2017

B. RILEY & CO., LLC

CRD#: 40355

LOS ANGELES, CA

Past

July 14, 2004 - October 18, 2005

B. RILEY & CO., LLC

CRD#: 40355

LOS ANGELES, CA

Past

November 17, 2000 - April 29, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHECCHI CAPITAL ADVISERS, LLC

CRD#: 143478 / SEC#: 801-67727

RIA

Registered Investment Advisory firm - (4/17/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2013

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 5/17/2001

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 9/25/2014

General Securities Principal Examination

Current Firm

CHECCHI CAPITAL ADVISERS, LLC

CRD#: 143478 / SEC#: 801-67727

RIA

Registered Investment Advisory firm - (4/17/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9720 Wilshire Blvd Suite 400, Beverly Hills, CA 90212

Mailing Address

Phone number

(310) 432-0010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (11/10/2025)

Regulatory assets under management

Total Number of Accounts	1,198
AUM (Assets Under Management)	$ 2,312,300,030

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles P. Hastings

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Peter Hastings's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH PRIVATE SHARES

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

B. RILEY SECURITIES, INC.

B. RILEY CAPITAL MANAGEMENT

B. RILEY ASSET MANAGEMENT, LLC

B. RILEY & CO., LLC

B. RILEY & CO., LLC

B. RILEY & CO., LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CHECCHI CAPITAL ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2013

Series 63

Date: 5/15/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/9/2013

Series 55

Date: 5/17/2001

Series 24

Date: 9/25/2014

Current Firm

CHECCHI CAPITAL ADVISERS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHECCHI CAPITAL ADVISERS, LLC

TRUST BUT VERIFY

Similar Advisors