TW
Tim J. Walstrom
STATE FARM INVESTMENT MANAGEMENT
Little Canada, MN 55117-1411
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CRD#: 4248201
TW
Professional summary
Tim Jeffrey Walstrom is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Little Canada, Minnesota and STATE FARM VP MANAGEMENT CORP. located in Little Canada, Minnesota.
Tim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Tim has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MARKETPLACE SQUARE TOWN OFFICES; NON-INVESTMENT-RELATED; 2886 MIDDLE STREET LITTLE CANADA, MN 55117; ASSOCIATION/COMMITTEE/COUNCIL; OFFICER; 04/19/2012; 1 HR/MTH-NONE DURING TRADING HOURS; BUSINESS CONDO ASSOCATION; TREASURER-REVIEWING THE BALANCED MONTHLIES AND PLANNING THE BUDGET FOR THE COMING YEARS AND PROBABLY HELPING IN DECIDING WHAT TYPE OF CD OR MONEY MARKET ACCOUNT OR FUNDS WILL BE KEPT IN. 2) DON'T LET LIFE PASS YOU BY, LLC; NON-INVESTMENT-RELATED; 2868 MIDDLE ST LITTLE CANADA MN 55117; LLC OWNS MY OFFICE BUILDING. I RENT A PORTION OF MY OFFICE TO STEVE CURLEY (COMMERCIAL REAL ESTATE) AND THE CENTER FOR PARENTAL RESPONSIBILITY (NON-PROFIT); 100%OWNER/PRESIDENT; 01/01/2005; 1 HR/MO; 0 HRS/MO; CONTROL OF THE CHECKBOOK, REVIEW BANK STATEMENTS, MAKE DEPOSITS IN THE CHECKING ACCOUNT, PAY BILLS/CO-SIGNOR ON CHECKING ACCOUNT 3) TIM WALSTROM; NON-INVESTMENT-RELATED; 989 KOHLMAN LANE, MAPLEWOOD, MN 55109; OTHER; OWNER 100%; 01/01/14; 2 HRS/MO; 1 HR/MO; WORKING WITH A PRINTING COMPANY TO DESIGN A PROMOTIONAL ITEM TO GIVE AWAY AT BASEBALL HOME GAMES; MAKE DEPOSITS IN THE CHECKING ACCOUNT. 4) Tim Walstrom's Insurance Agency; Insurance Agency; Investment-related; 2868 Middle St Little Canada, MN 55117-1411; Other; Owner; Agent; 1/1/2001; 80; 80; Service customers and supervise employees 5) Tim Walstrom (Personally Held Real Estate); Investment-related; 989 Kohlman Lane Maplewood, MN 55109; Investment or Commercial Property; Partner; none; 4/1/2016 E; 1; 0; Duties: Farmland owned in partnership with my siblings. Inherited land totaling 63 acres (my share or the 189 acres).
CRS (Client Relationship Summary) - RIA
Click below to view Tim Jeffrey Walstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 2868 Middle St, Little Canada, MN 55117-1411RIA
CRD#: 3487
Little Canada, MN
Current
August 21, 2000 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 2868 Middle St, Little Canada, MN 55117-1411BD
CRD#: 43036
Little Canada, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(8/21/2000)
IAR
Minnesota(4/25/2023)
RR
Wisconsin(9/13/2022)
IAR
Wisconsin(4/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
