Donald D. Simpson
Professional summary
Donald Douglas Malcolm Simpson, who also goes by Donald D M Simpson, Donald Douglasmalcolm Simpson, Donald Malcolm Simpson, is a registered financial professional currently at WALL STREET ACCESS located in Park Ridge, New Jersey.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1970. Donald has worked at 9 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Douglas Malcolm Simpson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2018 - Present
WALL STREET ACCESS
Office #1: One Maynard Drive Suite 2201, Park Ridge, NJ 07656January 10, 2007 - July 3, 2018
VANDHAM SECURITIES CORP.
May 4, 2006 - June 26, 2006
G-2 TRADING,LLC
January 9, 2006 - November 1, 2006
CARLIN EQUITIES, LLC
October 30, 1993 - April 8, 1996
NEEDHAM & COMPANY, LLC
February 26, 1993 - May 26, 1993
FIRST NEW YORK SECURITIES L.L.C.
June 9, 1980 - June 29, 1994
MORGAN STANLEY & CO. LLC
April 25, 1977 - July 6, 1980
KEEFE, BRUYETTE & WOODS, INC.
December 10, 1970 - May 6, 1977
MABON, NUGENT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2018)
(7/12/2018)
Exams
Series 1
Date: 9/8/1969
Registered Representative ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
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