Stephen J. Zamin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Joseph Zamin, who also goes by Steve Zamin, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2000. Stephen had worked at 5 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2017 - July 12, 2023
PALAFOX TRADING LLC
December 12, 2017 - July 12, 2023
CITADEL CLEARING LLC
December 12, 2017 - April 3, 2024
CITADEL SECURITIES INSTITUTIONAL LLC
June 28, 2017 - April 3, 2024
CITADEL SECURITIES LLC
August 31, 2000 - October 6, 2008
BMO NESBITT BURNS SECURITIES LTD.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
Contact information
Documents
Red Flags
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