Stephen Joseph Casamento
Professional Summary
Stephen Joseph Casamento was a registered financial advisor. Stephen was a previously registered financial advisor and started their career in finance 1973 - 2014. Stephen had worked at 2 firms and has passed the Series 63, Series 1, Series 4, F04 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
WATERS PARKERSON & CO INC. | WATERS, PARKERSON & CO., LLC | WATERS, PARKERSON & CO., INC. | WATERS, PARKERSON & CO INC.
Contact Information
Main Address
601 Poydras Street Suite 2210, New Orleans, LA 70130-6013Phone Number
(504) 581-2022Established
Louisiana since 05/29/1972Firm Type
CorporationFiscal Year End
December# of Employees
12SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| POINTER, DAVID TAYLOR | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1044827 |
| WHEALDON, MICHAEL BURTON | EXECUTIVE VICE-PRESIDENT, SECRETARY/TREASURER | 1277324 |
| CRUIKSHANK, WILLIAM EDWARD | COMPTROLLER | 1778322 |
| GRISWOLD, GEORGE II | CHAIRMAN | 230473 |
| BURLINGAME, JULIA WATERS | OPERATIONS MANAGER | 1819993 |
| CASAMENTO, STEPHEN JOSEPH | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 42472 |
Regulatory Assets Under Management
Total Number of Accounts
1,916AUM (Assets Under Management)
$2,859,829,975Disclosures
Regulatory Event
3Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2026 | Cover Page | Report |
| 10/25/2024 | Cover Page | Report |
| 07/25/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
WATERS PARKERSON & CO INC. | WATERS, PARKERSON & CO., LLC | WATERS, PARKERSON & CO., INC. | WATERS, PARKERSON & CO INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Nov 1973F04 — Financial Principal Examination
Passed Nov 1979Series 00 — General Securities Principal Examination
Passed Dec 1975Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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