MK
Matthew V. Kasper
M HOLDINGS SECURITIES
Scott Plains, NJ
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CRD#: 4246310
MK
Professional summary
Matthew Vincent Kasper, CFP®, who also goes by Matthew VIncent Kasper, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Scott Plains, New Jersey.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Vincent Kasper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1: Cohn Financial Group; 5090 N 40th Street, Suite 180, Phoenix AZ 85018; Insurance; Investment related; Director; Source clients. Insurance producer/consultant for corporations, partnerships and high net worth individuals and families, service insurance policies post sale; 5/1/2024; 160 hours per month; 120 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Vincent Kasper's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Vincent Kasper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 22, 2024 - Present
M HOLDINGS SECURITIES, INC.
RIA
BD
CRD#: 43285
Scott Plains, NJ
Current
May 21, 2024 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5090 N. 40th Street Suite 180, Phoenix, AZ 85018RIA
BD
CRD#: 43285
Phoenix, AZ
Past
March 28, 2022 - May 10, 2024
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
New York, NY
Past
March 28, 2022 - May 10, 2024
CITI PRIVATE ALTERNATIVES, LLC
BD
CRD#: 153777
New York, NY
Past
January 20, 2022 - June 30, 2010
CITI PRIVATE ALTERNATIVES, LLC
RIA
CRD#: 153777
New York, NY
Past
January 20, 2022 - May 10, 2024
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
New York, NY
Past
June 30, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
ISELIN, NJ
Past
June 30, 2004 - March 6, 2013
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BRIDGEWATER, NJ
Past
May 29, 2002 - February 27, 2004
AON SECURITIES LLC
BD
CRD#: 4138
CHICAGO, IL
Past
September 29, 2000 - April 19, 2002
AMERICAN BENEFITS & COMPENSATION SECURITIES CORP
BD
CRD#: 35263
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/25/2025)
RR
Arizona(5/21/2024)
IAR
Arizona(6/13/2024)
RR
California(10/8/2024)
RR
Delaware(6/9/2025)
RR
District of Columbia(7/25/2025)
RR
Illinois(6/9/2025)
RR
Michigan(6/9/2025)
RR
New Jersey(5/21/2024)
IAR
New Jersey(5/22/2024)
RR
New York(7/25/2025)
RR
South Dakota(7/25/2025)
RR
Texas(7/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/28/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
