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JP

Jon P. Pecorella

INNOVATIVE PRIVATE WEALTH MANAGEMENT
Katonah, NY 10589
Some features on this profile are disabled
CRD#: 4246210
JP

Professional summary

Jon Philip Pecorella JR. is a registered financial advisor currently at INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. located in Katonah, New York.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jon has worked at 10 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Philip Pecorella JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2026 - Present

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

Office #1: 361 Route 202, Katonah, NY 10589
RIA
CRD#: 324586
Katonah, NY
Past

August 21, 2014 - December 13, 2024

PHX FINANCIAL, INC.

BD
CRD#: 144403
Hauppauge, NY
Past

July 11, 2013 - August 28, 2014

IAA FINANCIAL LLC

BD
CRD#: 6578
MELVILLE, NY
Past

March 10, 2009 - June 24, 2013

JOHN THOMAS FINANCIAL

BD
CRD#: 40982
NEW YORK, NY
Past

August 22, 2008 - October 9, 2008

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
LAKE GROVE, NY
Past

May 18, 2007 - May 21, 2007

AMERICA'S CHOICE EQUITIES LLC

BD
CRD#: 135272
HAUPPAUGE, NY
Past

January 23, 2007 - September 16, 2008

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
SELDEN, NY
Past

February 28, 2006 - February 5, 2007

THE CONCORD EQUITY GROUP, LLC

BD
CRD#: 14569
SYOSSET, NY
Past

January 23, 2006 - March 2, 2006

GRANITE ASSOCIATES, INC

BD
CRD#: 46682
MELVILLE, NY
Past

September 14, 2005 - January 19, 2006

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
BOCA RATON, FL
Past

August 13, 2004 - October 4, 2005

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.
BROADSTREET GLOBAL ADVISORS, INC. | INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. | INNOVATIVE INVESTMENT MANAGEMENT | BROADSTREET GLOBAL FINANCIAL ADVISORS, INC.

CRD#: 324586 / SEC#: 801-127387

RIA
Registered Investment Advisory firm - (2/27/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(5/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2026
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/24/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/12/2004
General Securities Representative Examination

Current Firm

IP
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.
BROADSTREET GLOBAL ADVISORS, INC. | INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. | INNOVATIVE INVESTMENT MANAGEMENT | BROADSTREET GLOBAL FINANCIAL ADVISORS, INC.

CRD#: 324586 / SEC#: 801-127387

RIA
Registered Investment Advisory firm - (2/27/2023 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
361 Route 202, Somers, NY 10589
Mailing Address
Phone number
(914) 427-8036
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 DISCLOSURE BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts633
AUM (Assets Under Management)$ 118,258,916

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

CRD#: 324586Katonah, NY 10589

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