Bui H. Tjhin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bui Ho Tjhin, who also goes by Bui Ho Tjhin, was a registered financial professional .
Bui is a previously registered financial professional and started their career in finance in 2001. Bui had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2017 - February 19, 2019
MARCO POLO SECURITIES INC.
September 21, 2012 - May 15, 2015
MARCO POLO SECURITIES INC.
December 11, 2001 - May 8, 2002
THE TRANSPORTATION GROUP (SECURITIES) LIMITED
December 11, 2001 - September 17, 2002
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/15/2015
Limited Representative-Equity Trader ExamCurrent Firm
MARCO POLO SECURITIES INC.
CRD#: 46561 / SEC#: , 8-51480
Contact information
FINRA licenses (35 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
