TR
Thomas R. Rouse
TRUIST ADVISORY SERVICES
Greenville, NC 27858
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CRD#: 4245647
TR
Professional summary
Thomas Ronald Rouse, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Greenville, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Greenville, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANTLER PINES LLC POSITION: Owner NATURE: Considering the purchase of a small timber property adjacent to land my in-laws already own. The property is strictly a timber site. I will be the sole owner and will only receive compensation from timber sales on an irregular basis. The site will also be used as an outdoor recreational site for me and my family. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2019 ADDRESS: 304 Pinewood Drive, Greenville NC 27858 ST. JAMES UNITED METHODIST CHURCH POSITION: Board Member NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/26/2024 ADDRESS: Greenville NC, United States DESCRIPTION: Serve as a board member overseeing the activities of the church.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Ronald Rouse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 514 Se Green Blvd Floor 2, Greenville, NC 27858RIA
CRD#: 283390
Greenville, NC
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 514 Greenville Blvd Se Fl 2, Greenville, NC 27858BD
CRD#: 17499
Greenville, NC
Past
June 9, 2014 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
June 6, 2014 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
February 11, 2004 - June 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GREENVILLE, NC
Past
February 11, 2004 - June 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GREENVILLE, NC
Past
September 9, 2003 - February 17, 2004
WS GRIFFITH SECURITIES, INC.
RIA
CRD#: 10410
RALEIGH, NC
Past
August 9, 2000 - February 17, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Alaska(3/19/2021)
RR
Arizona(2/17/2021)
RR
Arkansas(3/18/2021)
RR
California(2/17/2021)
RR
Connecticut(5/26/2023)
RR
District of Columbia(5/16/2024)
RR
Florida(2/17/2021)
RR
Georgia(11/7/2022)
RR
Kentucky(7/11/2025)
RR
Maine(7/6/2023)
RR
Maryland(2/17/2021)
RR
New York(2/22/2024)
RR
North Carolina(2/17/2021)
IAR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Pennsylvania(6/7/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(7/9/2025)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/15/2021)
RR
Virginia(2/17/2021)
RR
Washington(7/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
