Kevin C. Leahy
CONNECTICUT WEALTH MANAGEMENT | President & CEO
Farmington, CT 06032-1911
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CRD#: 4245603
Professional summary
Kevin Christopher Leahy, CFP®, who also goes by Kevin Christopher Leah, is a registered financial advisor currently at CONNECTICUT WEALTH MANAGEMENT, LLC located in Farmington, Connecticut and PURSHE KAPLAN STERLING INVESTMENTS located in Farmington, Connecticut.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kevin has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, Series 52TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Philanthropic services
Financial planning
Executive services/Equity comp...
Institutional consulting
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Kevin Christopher Leah
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/18/2012: REGISTERED INVESTMENT ADVISOR - CONNECTICUT WEALTH MANAGEMENT, LLC - FINANCIAL PLANNING SERVICES OFFERED FOR A FIXED FEE. INVESTMENT ADVISORY FEES RANGE FROM 1.25%-0.75% & ARE BASED ON THE MARKET VALUE OF AUM AT THE END OF EACH CALENDAR QUARTER. - (HYBRID) CONNECTICUT WEALTH MANAGEMENT, LLC - TIME SPENT 95% - FARMINGTON, CT. 2. 09/16/2015 - Ten One Ten, LLC - Real Estate Rental - not inv rel - 281 Farmington Avenue, Farmington, CT 06032 - start 07/14/2014 - 8 hrs/mo during secs trdg hrs. 3. Kevin C. Leahy is a trustee for several client accounts held at LPL. 1 hour a month is spent on this activity during trading hours. No time is spent outside of trading hours. He receives no yearly compensation for this activity. 4. University of Bridgeport. Not Investment Related. 126 Park Avenue, Bridgeport, CT 06004. University. Member of Board of Trustees. 02/2019. 5 Hrs/Mo; 0 During Trading Hours. General Duties of a Board Member.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Christopher Leahy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
October 28, 2010 - Present
CONNECTICUT WEALTH MANAGEMENT, LLC
Office #1: 281 Farmington Avenue, Farmington, CT 06032-1911RIA
CRD#: 154310
Farmington, CT
Current
January 8, 2016 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 281 Farmington Avenue, Farmington, CT 06032BD
CRD#: 35747
Farmington, CT
Past
January 4, 2008 - October 27, 2010
KR WEALTH MANAGEMENT, LLC
RIA
CRD#: 127644
FARMINGTON, CT
Past
July 5, 2001 - March 27, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
FARMINGTON, CT
Past
June 20, 2001 - December 31, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
FARMINGTON, CT
Past
June 6, 2001 - December 31, 2007
KR WEALTH MANAGEMENT, LLC
RIA
CRD#: 127644
FARMINGTON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONNECTICUT WEALTH MANAGEMENT, LLC
CONNECTICUT WEALTH MANAGEMENT, LLC
CRD#: 154310 / SEC#: 801-73061
RIA
Registered Investment Advisory firm - (2/3/2012 Approved)Connecticut
Registered Investment Advisory firm - (2/16/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/15/2023)
IAR
Connecticut(10/28/2010)
RR
Connecticut(1/8/2016)
RR
Florida(1/8/2016)
RR
Georgia(6/11/2019)
RR
Illinois(6/11/2019)
RR
Indiana(10/8/2024)
RR
Maine(1/8/2016)
RR
Maryland(2/8/2016)
RR
Massachusetts(1/8/2016)
RR
Nevada(9/23/2022)
RR
New Hampshire(1/8/2016)
RR
New Jersey(1/29/2018)
RR
New York(6/11/2019)
RR
North Carolina(1/8/2016)
RR
Pennsylvania(1/29/2018)
RR
Rhode Island(6/17/2019)
RR
South Carolina(1/8/2016)
IAR
Texas(3/7/2012)
RR
Texas(10/8/2024)
RR
Vermont(2/8/2016)
RR
Virginia(6/11/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CONNECTICUT WEALTH MANAGEMENT, LLC
CONNECTICUT WEALTH MANAGEMENT, LLC
CRD#: 154310 / SEC#: 801-73061
RIA
Registered Investment Advisory firm - (2/3/2012 Approved)Connecticut
Registered Investment Advisory firm - (2/16/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
281 Farmington Avenue, Farmington, CT 06032-1911
Mailing Address
Phone number
(860) 470-0290
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,737 |
| AUM (Assets Under Management) | $ 3,708,773,192 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/02/2024 | ||
| 09/26/2023 |
Red Flags
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Company Information
CONNECTICUT WEALTH MANAGEMENT, LLC
President & CEOCRD#: 154310Farmington, CT 06032-1911TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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