Jonathan R. Morris
Professional summary
Jonathan Riley Morris is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York and ATHENE SECURITIES, LLC located in West Des Moines, Iowa.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2001. Jonathan has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Riley Morris's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2021 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701April 1, 2024 - Present
ATHENE SECURITIES, LLC
Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266November 5, 2014 - July 1, 2021
GOLDMAN SACHS & CO. LLC
September 2, 2011 - August 26, 2014
MORGAN STANLEY
June 1, 2009 - August 26, 2014
MORGAN STANLEY
October 12, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 17, 2001 - May 14, 2004
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(1/4/2022)
(1/4/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(1/4/2022)
(3/14/2022)
(3/14/2022)
(1/4/2022)
(3/14/2022)
(1/4/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(1/4/2022)
(3/14/2022)
(6/15/2021)
(3/14/2022)
(3/14/2022)
(1/4/2022)
(3/14/2022)
(3/14/2022)
(1/4/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(1/4/2022)
(3/14/2022)
(1/4/2022)
(3/14/2022)
(3/14/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
