Andrew J. Robbins

PIONEER SQUARE ADVISORS

New York, NY 10021

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CRD#: 4245210

Professional summary

Andrew Jonathan Robbins, who also goes by Andrew J Robbins, is a registered financial advisor currently at PIONEER SQUARE ADVISORS, LLC located in New York, New York.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Andrew has worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew J Robbins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Jonathan Robbins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2020 - Present

PIONEER SQUARE ADVISORS, LLC

Office #1: 515 Madison Avenue 29th Floor, New York, NY 10021

RIA

CRD#: 143609

New York, NY

Past

February 18, 2009 - December 31, 2013

PIONEER SQUARE ADVISORS, LLC

RIA

CRD#: 143609

SEATTLE, WA

Past

June 4, 2007 - December 31, 2008

PIONEER SQUARE ADVISORS, LLC

RIA

CRD#: 143609

SEATTLE, WA

Past

October 24, 2005 - April 10, 2007

QUELLOS FUND SERVICES, LLC

CRD#: 137247

NEW YORK, NY

Past

July 14, 2005 - April 10, 2007

QUELLOS PRIVATE CAPITAL MARKETS, L.P.

RIA

CRD#: 135935

NEW YORK, NY

Past

November 12, 2002 - March 15, 2004

QUELLOS FIXED INCOME ADVISORS LLC

RIA

CRD#: 108912

NEW YORK, NY

Past

November 12, 2002 - April 10, 2007

QUELLOS CAPITAL MANAGEMENT LP

RIA

CRD#: 106683

NEW YORK, NY

Past

November 9, 2000 - October 24, 2005

CFT SECURITIES, LLC

CRD#: 46226

PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 2/20/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/8/2000

General Securities Representative Examination

Current Firm

PIONEER SQUARE ADVISORS, LLC

CRD#: 143609 / SEC#: 801-67799

RIA

Registered Investment Advisory firm - (4/11/2017 Terminated)

Washington

Registered Investment Advisory firm - (9/26/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2101 4th Avenue - 860, Seattle, WA 98121

Mailing Address

Phone number

(206) 838-4880

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 31,497,891

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Robbins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Jonathan Robbins's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIONEER SQUARE ADVISORS, LLC

PIONEER SQUARE ADVISORS, LLC

QUELLOS FUND SERVICES, LLC

QUELLOS PRIVATE CAPITAL MARKETS, L.P.

QUELLOS FIXED INCOME ADVISORS LLC

QUELLOS CAPITAL MANAGEMENT LP

CFT SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2020

Series 63

Date: 12/6/2000

Series 31

Date: 2/20/2001

Series 7

Date: 11/8/2000

Current Firm

PIONEER SQUARE ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PIONEER SQUARE ADVISORS, LLC

TRUST BUT VERIFY

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