Glen Arthur Mcgaha
Professional Summary
Glen Arthur Mcgaha is a registered financial advisor currently at TUCKER ASSET MANAGEMENT LLC located in Apollo Beach, Florida. Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Glen has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Current Firm
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
Contact Information
Main Address
1520 West Canal Court Suite 100, Littleton, CO 80120Phone Number
(303) 734-1234# of Employees
80SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,217AUM (Assets Under Management)
$603,562,776Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(12/21/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
CRS (Client Relationship Summary) - RIA
Click below to view Glen Arthur Mcgaha's CRS (Customer Relationship Summary).
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.