David T. Wong
Professional summary
David Tai Wai Wong, who also goes by David T Wong, is a registered financial professional currently at MIZUHO SECURITIES USA LLC located in New York, New York and MIZUHO SECURITIES CANADA INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2012. David has worked at 6 firms and has passed the SIE, Series 99 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Tai Wai Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2020 - Present
MIZUHO SECURITIES USA LLC
Office #1: 1271 Avenue Of The Americas, New York, NY 10020October 6, 2020 - Present
MIZUHO SECURITIES CANADA INC.
Office #1: 1271 Avenue Of The Americas Floors 2,3,4,18,19, New York, NY 10020October 30, 2024 - March 18, 2026
CSP SECURITIES, LP
September 6, 2017 - January 10, 2020
MUFG AMERICAS CORPORATE ADVISORY, INC.
October 15, 2013 - January 10, 2020
MUFG SECURITIES AMERICAS INC.
May 24, 2012 - October 8, 2013
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Nasdaq Stock Market
Current Firm
MIZUHO SECURITIES CANADA INC.
CRD#: 300059 / SEC#: , 8-70287
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIZUHO SECURITIES USA LLC | DIRECT OWNER | 19647 |
| MARTINO, MICHAEL BENEDICT | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 4420944 |
| POMPONIO, NICOLA | CHIEF COMPLIANCE OFFICER//DIRECTOR | 4835220 |
| RIZZIERI, GERALD ANTHONY | DIRECTOR | 1751181 |
| TRACHSEL, WILLIAM SCOTT | VICE PRESIDENT/OFFICER | 2518542 |
| TUTTLE, MARK ALLEN | CHIEF EXECUTIVE OFFICER | 2581651 |
| WEISMER, JOSHUA STEVEN | VICE PRESIDENT/OFFICER | 3117586 |
| WONG, DAVID T | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER | 4245078 |
Red Flags
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