Thomas Ryan Seneca
Professional Summary
Thomas Ryan Seneca is a registered financial advisor currently at T.M. WEALTH MANAGEMENT located in Reston, Virginia. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Thomas has worked at 6 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
T.M WEALTH MANAGEMENT | TM WEALTH, LLC | T.M. WEALTH MANAGEMENT, LLC | T.M. WEALTH MANAGEMENT
Contact Information
Main Address
11702 Bowman Green Drive Suite 300, Reston, VA 20190Phone Number
(703) 537-8351# of Employees
6SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
475AUM (Assets Under Management)
$209,803,730Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
T.M WEALTH MANAGEMENT | TM WEALTH, LLC | T.M. WEALTH MANAGEMENT, LLC | T.M. WEALTH MANAGEMENT
State Registrations and Notice Filings
(3/20/2024)
(12/8/2017)
(12/5/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Ryan Seneca's CRS (Customer Relationship Summary).
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