Bill Carcache
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bill Carcache was a registered financial professional .
Bill is a previously registered financial professional and started their career in finance in 2000. Bill had worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2020 - January 29, 2026
WOLFE RESEARCH SECURITIES
November 14, 2016 - August 6, 2020
INSTINET, LLC
August 23, 2011 - November 14, 2016
NOMURA SECURITIES INTERNATIONAL, INC.
December 1, 2009 - August 11, 2011
MACQUARIE CAPITAL (USA) INC.
June 24, 2008 - December 1, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
March 27, 2007 - June 10, 2008
J.P. MORGAN SECURITIES LLC
August 21, 2002 - March 26, 2007
CREDIT SUISSE SECURITIES (USA) LLC
October 3, 2000 - April 30, 2002
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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