Darryl D. Tanner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl David Tanner, who also goes by Darryl Wayne Tanner, Darryl Tanner, Darryl (david) Wayne Tanner, David D Tanner, David Wayne Tanner, David Tanner, was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 2001. Darryl had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2014 - September 29, 2016
BB&T SECURITIES, LLC
August 29, 2014 - September 29, 2016
BB&T SECURITIES, LLC
April 7, 2009 - September 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 7, 2009 - September 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
February 17, 2004 - May 2, 2005
MORGAN STANLEY DW INC.
February 4, 2004 - May 2, 2005
MORGAN STANLEY DW INC.
August 27, 2003 - January 23, 2004
ALLSTATE FINANCIAL SERVICES, LLC
January 18, 2001 - August 26, 2003
WELLS FARGO CLEARING SERVICES, LLC
January 16, 2001 - August 26, 2003
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
