NM
Nicholas C. Mermigas
DEVELOPMENT FOR ISRAEL
New York, NY 10022
Some features on this profile are disabled
CRD#: 4243987
NM
Professional summary
Nicholas Christopher Mermigas is a registered financial professional currently at DEVELOPMENT CORPORATION FOR ISRAEL located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2000. Nicholas has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Christopher Mermigas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2021 - Present
DEVELOPMENT CORPORATION FOR ISRAEL
Office #1: Temporarily Unavailable, New York, NY 10022Office #2: P.o. Box 5263, New York, NY 10150BD
CRD#: 11148
New York, NY
Past
October 16, 2003 - March 21, 2006
FIRST DERIVATIVE TRADERS, L.P.
BD
CRD#: 125084
WYNNEWOOD, PA
Past
September 13, 2000 - October 22, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BD
CRD#: 3466
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2022)
RR
Arizona(11/19/2021)
RR
California(10/20/2021)
RR
Colorado(1/5/2022)
RR
Connecticut(10/20/2021)
RR
Delaware(1/26/2023)
RR
District of Columbia(1/11/2022)
RR
Florida(10/21/2021)
RR
Georgia(10/21/2021)
RR
Illinois(11/22/2021)
RR
Kansas(1/5/2023)
RR
Kentucky(1/31/2023)
RR
Louisiana(1/7/2022)
RR
Maryland(11/10/2021)
RR
Massachusetts(11/18/2021)
RR
Michigan(11/19/2021)
RR
Mississippi(1/6/2022)
RR
Missouri(2/4/2022)
RR
Nebraska(1/5/2023)
RR
Nevada(1/25/2022)
RR
New York(10/21/2021)
RR
North Carolina(1/5/2023)
RR
Ohio(10/20/2021)
RR
Pennsylvania(10/21/2021)
RR
South Carolina(2/26/2024)
RR
Texas(10/20/2021)
RR
Virginia(1/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/7/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/5/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DC
DEVELOPMENT CORPORATION FOR ISRAEL
DEVELOPMENT CORPORATION FOR ISRAEL
CRD#: 11148 / SEC#: , 8-4218
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
P.o. Box 5263, New York, NY 10150
Mailing Address
P.o. Box 5263, New York, NY 10150
Phone number
(212) 644-2663
Established
New York since 03/21/1955
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASSOCIATION FOR DEVELOPMENT OF ISRAEL, INC. F/K/A AMERICAN SOCIETY OF RESETTLEMENT & REHABILITON IN ISRAEL, INC. | SOLE SHAREHOLDER - ASSOCIATION FOR DEVELOPMENT OF ISRAEL, INC., IS A NOT-FOR PROFIT MEMBERSHIP CORP. (NEW ENTITY NAME 3/2014) | |
| BOIANGIU ABADI, MICHAL ESTER | DIRECTOR | 7921606 |
| CORNICK, KENNETH LAWRENCE | DIRECTOR | 2528105 |
| DIENER, ROBERT BENJAMIN | DIRECTOR | 3043768 |
| FOX, WILLIAM ZEV | DIRECTOR | 212366 |
| GARAWITZ, STUART NEAL | VICE PRESIDENT - SALES | 861993 |
| GOLDBERG, KENNETH EDWARD | DIRECTOR | 6763272 |
| GOLDSTEIN, HOWARD LEWIS | DIRECTOR/CHAIRMAN EMERITUS | 2235827 |
| GRANT, ADRIAN MERVYN | DIRECTOR | 6364527 |
| HERBSTMAN, BURTON LEE | DIRECTOR | 6364536 |
| HERBSTMAN, HELENE ELLEN | DIRECTOR | 6364551 |
| HORVATH, JORDAN A | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/FINRA EXECUTIVE REP./ASSISTANT SECRETARY/VICE PRESIDENT - LEGAL | 4928984 |
| HUTTER, ANDREW MARK | DIRECTOR/CHAIRMAN OF THE BOARD | 6364574 |
| KRUGER, ERIK S | FINANCIAL OPERATIONS PRINCIPAL/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER | 5739446 |
| LEWIS, SHIRA JOY | DIRECTOR/TREASURER | 2672845 |
| MULVEY, WILLIAM JAMES JR | PRINCIPAL OPERATIONS OFFICER | 2760487 |
| NAVEH, DANI | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 7413657 |
| PINES, ALAN JAY | DIRECTOR | 6417612 |
| ROTHENBERG, LARRY LEE | DIRECTOR | 1079161 |
| RUBENS, JOSH M | DIRECTOR | 7681292 |
| RUBIN, ANDREW DAVID | DIRECTOR | 2876452 |
| SEGAL, GLENN | DIRECTOR/SECRETARY | 6364874 |
| STEIN, LAURA | DIRECTOR | 7681994 |
| SWIG, KENT MASON | DIRECTOR | 4768476 |
| ZEIDMAN, FRED SCHWARTZ | DIRECTOR | 4774789 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
