Christopher T. Gorab
Professional summary
Christopher Todd Gorab is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Todd Gorab's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 300 Kimball Drive Suite 310, Parsippany, NJ 07054February 25, 2015 - April 15, 2025
LPL FINANCIAL LLC
June 26, 2007 - March 4, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 20, 2000 - May 23, 2007
ALLIANCEBERNSTEIN INVESTMENTS, INC.
September 5, 2000 - October 24, 2000
HENNION & WALSH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2025)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Albany, NY 12207TRUST BUT VERIFY
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