Thomas M. Novak
Professional summary
Thomas Mark Novak is a registered financial professional currently at JACKSON NATIONAL LIFE DISTRIBUTORS LLC located in Franklin, Tennessee.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Mark Novak's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2024 - Present
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Office #1: 300 Innovation Dr, Franklin, TN 37067September 13, 2017 - October 25, 2022
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 18, 2014 - September 14, 2017
FIRST STATE FINANCIAL MANAGEMENT, INC.
August 18, 2014 - September 14, 2017
FIRST STATE FINANCIAL MANAGEMENT, INC.
February 23, 2010 - September 5, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
February 16, 2010 - September 13, 2011
SECURITIES AMERICA, INC.
December 18, 2009 - September 5, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
September 26, 2000 - December 23, 2009
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2024)
Exams
FINRA
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SVP, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SVP, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | INTERIM HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
