PC
Peter M. Cherry
TRADESTATION SECURITIES
Chicago, IL 60606
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CRD#: 4242498
PC
Professional summary
Peter Michael Cherry is a registered financial professional currently at TRADESTATION SECURITIES, INC. located in Chicago, Illinois.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2000. Peter has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, Series 3, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. REAL ESTATE LICENSE; NOT INVESTMENT RELATED; DES PLAINES, IL; START DATE 08/02/2017; NO TIME DEVOTED. 2. RENTAL PROPERTY, INV RELATED, CHICAGO, IL, 67% OWNERSHIP, START 11/20/2017, 10 HOURS PER MONTH, ZERO DURING TRADING, BUILDING MAINTENANCE. 3. Infinitum Group, LLC-Chicago, IL Nature of the Business: Rental Real Estate Position/Title: Proprietor/Owner Investment Related:No Start Date: 06/20/2018 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 Description of duties: Capital contribution, maintenance. I am not compensated for maintenance.
CRS (Client Relationship Summary) - BD
Click below to view Peter Michael Cherry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2022 - Present
TRADESTATION SECURITIES, INC.
Office #1: 120 South Riverside Plaza Suite 1650, Chicago, IL 60606BD
CRD#: 39473
Chicago, IL
Past
June 15, 2018 - April 4, 2022
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Oakbrook Terrace, IL
Past
June 15, 2018 - April 4, 2022
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Oakbrook Terrace, IL
Past
November 20, 2017 - June 6, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LAKE FOREST, IL
Past
July 27, 2017 - June 6, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LAKE FOREST, IL
Past
October 13, 2003 - January 7, 2016
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BD
CRD#: 3466
CHICAGO, IL
Past
December 1, 2000 - June 25, 2004
FIRST OPTIONS OF CHICAGO, INC.
BD
CRD#: 13822
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/12/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 4/10/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/8/2003
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
TS
TRADESTATION SECURITIES, INC.
ONLINE TRADING INC.COM | TRADESTATION SECURITIES, INC. | TRADESTATION SECURITIES | TRADESTATION | ONLINETRADNG.COM | ONLINETRADINGINC.COM CORP | ONLINETRADING.COM | ONLINETRADEINGINC.COM CORP. | ONLINE TRADING, INC.
CRD#: 39473 / SEC#: , 8-48711
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
8050 Sw 10th Street Suite 2000, Plantation, FL 33324
Mailing Address
8050 Sw 10th Street Suite 2000, Plantation, FL 33324
Phone number
(954) 652-7900
Established
Florida since 09/07/1995
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADESTATION GROUP, INC. | OWNER - PARENT CORPORATION | |
| BOLEK, JOHN MITCHELL | PRINCIPAL OPERATIONS OFFICER | 2363046 |
| KOROTKIY, PETER | PRESIDENT & CHIEF OPERATING OFFICER | 2706102 |
| MORMILE-WOLPER, MYRA CHRISTINE | GENERAL COUNSEL AND ASSISTANT SECRETARY | 6753154 |
| ROJEK, JAMES H | CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER | 3096214 |
| WALTON, HERBERT | CHIEF COMPLIANCE OFFICER | 4030847 |
Disclosures
| Regulatory Event | 28 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
