Claude Mclean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claude Mclean, who also goes by Claude A Mclean, Claude Anthony Mclean Jr, Claude Anthony Mclean, was a registered financial professional .
Claude is a previously registered financial professional and started their career in finance in 2001. Claude had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2012 - December 15, 2016
CCO CAPITAL, LLC
December 16, 2011 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 2009 - February 3, 2011
E*TRADE SECURITIES LLC
June 11, 2007 - February 6, 2009
OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.
September 29, 2005 - June 11, 2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
July 27, 2005 - September 29, 2005
TRUIST INVESTMENT SERVICES, INC.
August 2, 2004 - September 29, 2005
TRUIST INVESTMENT SERVICES, INC.
January 3, 2001 - May 28, 2004
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
