Claude Mclean
Professional Summary
Claude Mclean, who also goes by Claude A Mclean, Claude Anthony Mclean Jr, Claude Anthony Mclean, was a registered financial advisor. Claude was a previously registered financial professional and started their career in finance 2001 - 2016. Claude had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Claude A Mclean, Claude Anthony Mclean Jr, Claude Anthony Mclean
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CCO CAPITAL, LLC | COLE CAPITAL CORPORATION
Contact Information
Main Address
2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016Mailing Address
2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016Phone Number
(602) 778-6312Established
Delaware since 02/01/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | — |
| BAJNON, MOSHE | CO-PRESIDENT | 4124712 |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| FISHER, ROBERT JASON | CO-PRESIDENT | 5083144 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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