Cynthia A. Irimescu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Anne Irimescu, who also goes by Cindy Gagnier, Cynthia Anne Gagnier, Cindy Irimescu, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 2000. Cynthia had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2018 - December 5, 2018
KINGSWOOD CAPITAL PARTNERS, LLC
February 24, 2016 - June 15, 2018
SGMA CAPITAL MARKETS LIMITED
July 21, 2015 - February 12, 2016
KESTRA INVESTMENT SERVICES, LLC
October 24, 2014 - June 25, 2015
NATIONAL PLANNING CORPORATION
October 7, 2013 - October 31, 2014
OSAIC FA, INC.
September 7, 2012 - September 13, 2013
RAYMOND JAMES & ASSOCIATES, INC.
March 3, 2004 - April 11, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 3, 2004 - August 27, 2012
OSAIC FA, INC.
April 16, 2001 - January 22, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 16, 2001 - January 22, 2003
OSAIC FA, INC.
August 11, 2000 - March 20, 2001
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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